The Falk compliance team is your trusted partner, delivering high-standard compliance support tailored to investment managers.
We offer clear, business-oriented compliance advice to help you navigate regulatory requirements and meet market expectations. With Falk you get a partner who works with you to ensures you have robust compliance and control frameworks that protects your business and investor interests, allowing you to focus on your core business and investment strategy.

Oversight & structure

Advisory service and outsourced partner to strengthen the independent oversight and governance structure for clients.

Regulatory requirements

Guidance on meeting regulatory requirements related to asset management and fund structures.

Fund operations

Advice on how to operate a professional compliance function to the highest standard.

Hands on experience

Hands on experience of regulatory and policy implementation for asset management and regulated investment businesses.

Policy implementation

MiFID II, AIFMD, MAR, Conflicts of interest,Anti Money Laundering, ESG Regulations –SFDR, Taxonomy, and marketing regulations.

Take control of compliance with our expertise